FINRA Aims to Make Compliance More Efficient - Traders Magazine
As part of this initiative, FINRA has created a prototype of a rulebook search tool.
Source: tradersmagazine.com
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FINRA, Harkin Institute to host virtual investor education event Aug. 30
The Harkin Institute in Des Moines and the federal Financial Industry Regulatory Authority will co-sponsor a free virtual event aimed at helping investors to bu
Source: businessrecord.com