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The SEC Adopts New Short Sale Reporting Requirements for Institutional Investment Managers | Katten Muchin Rosenman LLP - Vimarsana News

The SEC Adopts New Short Sale Reporting Requirements for Institutional Investment Managers | Katten Muchin Rosenman LLP

On October 13, 2023, the SEC adopted Rule 13f-2 which will require institutional investment managers (“Institutional Managers”) to report on new Form SHO specified short position data...

New Form N-PX Reporting - A Practical Guide For Form 13F Filing Managers - Employee Benefits & Compensation - Vimarsana News

New Form N-PX Reporting - A Practical Guide For Form 13F Filing Managers - Employee Benefits & Compensation

Institutional investment managers that file Form 13F (each, an "Institutional Manager") under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), will be required...

Source: mondaq.com
New Form N-PX Reporting - A Practical Guide for Form 13F Filing Managers | Tannenbaum Helpern Syracuse & Hirschtritt LLP - Vimarsana News

New Form N-PX Reporting - A Practical Guide for Form 13F Filing Managers | Tannenbaum Helpern Syracuse & Hirschtritt LLP

Institutional investment managers that file Form 13F (each, an “Institutional Manager”) under the Securities Exchange Act of 1934, as amended (the “Exchange Act”), will be required to...

Institutional Investment Managers Filing Form 13F Must Now Track and Report Executive Compensation Proxy Votes and Securities Lending Activities | Katten Muchin Rosenman LLP - Vimarsana News

Institutional Investment Managers Filing Form 13F Must Now Track and Report Executive Compensation Proxy Votes and Securities Lending Activities | Katten Muchin Rosenman LLP

On July 1, 2023, the first reporting period for disclosure on Form N-PX of proxy votes regarding certain executive compensation matters began for institutional investment managers that...

Institutional Investment Managers Filing Form 13F Must Now Track And Report Executive Compensation Proxy Votes And Securities Lending Activities - Executive Remuneration - Vimarsana News

Institutional Investment Managers Filing Form 13F Must Now Track And Report Executive Compensation Proxy Votes And Securities Lending Activities - Executive Remuneration

On July 1, 2023, the first reporting period for disclosure on Form N-PX of proxy votes regarding certain executive compensation matters began for institutional investment managers that file Form 13F...

Source: mondaq.com