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SEC Adopts Short Reporting Rule For Institutional Investment Managers With Global Scope - Securities - Vimarsana News

SEC Adopts Short Reporting Rule For Institutional Investment Managers With Global Scope - Securities

On Oct. 13, 2023, the SEC adopted new rule 13f-2 ("Rule 13f-2") of the Securities Exchange Act of 1934, as amended ("Exchange Act").

Source: mondaq.com
SEC Adopts Gross Short Position and Activity Reporting by Institutional Investment Managers | Seward & Kissel LLP - Vimarsana News

SEC Adopts Gross Short Position and Activity Reporting by Institutional Investment Managers | Seward & Kissel LLP

On October 13, 2023, the Securities and Exchange Commission (the “SEC”) adopted new Rule 13f-2 (the “New Rule”) under Section 13(f)(2) of the Securities Exchange Act of 1934 (the...

The SEC Adopts New Short Sale Reporting Requirements for Institutional Investment Managers | Katten Muchin Rosenman LLP - Vimarsana News

The SEC Adopts New Short Sale Reporting Requirements for Institutional Investment Managers | Katten Muchin Rosenman LLP

On October 13, 2023, the SEC adopted Rule 13f-2 which will require institutional investment managers (“Institutional Managers”) to report on new Form SHO specified short position data...