AIMA, MFA and NAPFM file petition asking the US Court of Appeals to invalidate newly-adopted SEC rules on reporting and public disclosure of securities lending and short selling activity
Source: assetservicingtimes.com
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AIMA, MFA and NAPFM file petition asking the US Court of Appeals to invalidate newly-adopted SEC rules on reporting and public disclosure of securities lending and short selling activity
Source: assetservicingtimes.com
SEC Adopts New Short Position and Short Activity Reporting Requirements | Dorsey & Whitney LLP
The Securities and Exchange Commission (the “SEC”) adopted a new short position and short activity disclosure requirement under Rule 13f-2 of the Securities Exchange Act of 1934 (the...
Source: jdsupra.com
SEC Adopts Gross Short Position and Activity Reporting by Institutional Investment Managers | Seward & Kissel LLP
On October 13, 2023, the Securities and Exchange Commission (the “SEC”) adopted new Rule 13f-2 (the “New Rule”) under Section 13(f)(2) of the Securities Exchange Act of 1934 (the...
Source: jdsupra.com
SEC Adopts Rules on Short Sales and Securities Lending | Dechert LLP
The Securities and Exchange Commission on October 13, 2023, adopted two new rules under the Securities Exchange Act of 1934 expanding reporting requirements for securities lending and...
Source: jdsupra.com