AIMA, MFA and NAPFM file petition asking the US Court of Appeals to invalidate newly-adopted SEC rules on reporting and public disclosure of securities lending and short selling activity
Source: assetservicingtimes.com
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AIMA, MFA and NAPFM file petition asking the US Court of Appeals to invalidate newly-adopted SEC rules on reporting and public disclosure of securities lending and short selling activity
Source: assetservicingtimes.com
SEC Securities Lending Rule: Increased Transparency And The Risk Of Information Leakage - Securities
On Oct. 13, 2023, the SEC adopted new Rule 10c-1a under the Securities Exchange Act of 1934, as amended ("Exchange Act"), which the Federal Register officially published on Nov. 3, 2023.
Source: mondaq.com
SEC Adopts Rules on Short Sales and Securities Lending | Dechert LLP
The Securities and Exchange Commission on October 13, 2023, adopted two new rules under the Securities Exchange Act of 1934 expanding reporting requirements for securities lending and...
Source: jdsupra.com
Statement Regarding the Reporting of Securities Loans (Rule 10c-1a) and Short Position and Activity Reporting (Rule 13f-2)
Statement Regarding the Reporting of Securities Loans (Rule 10c-1a) and Short Position and Activity Reporting (Rule 13f-2) Commissioner Caroline A. Crenshaw…
Source: biztoc.com