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BGC Partners has paid a $110,250 penalty to comply with an infringement notice. Brokerage firm BGC Partners has paid a penalty of $110,250 to comply with an infringement notice from ASIC’s Markets
<p><span>ASIC has concluded its investigation and consideration of the November 2020 market outage at the ASX. Additional licence conditions have been imposed on three licences held within the ASX Group. The licence conditions are directed at mitigating risks for future upgrades, with specific emphasis on the oversight of the CHESS Replacement Program, due to go live in April 2023. </span></p>
ASIC has concluded its investigation and consideration of the November 2020 market outage at the ASX. Additional licence conditions have been imposed
ASIC has today released Consultation Paper 347 Proposed amendments to the prohibition on order incentives in the ASIC market integrity rules (CP...
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