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Cetera Financial Group's First Allied must pay clients $2.7M award

Published: March 24, 2022

A FINRA arbitration panel awarded former clients of First Allied Securities the full damages they requested in the case.

Source: financial-planning.com

Related Topics:

United StatesRonald Reed MccookBlaser BrokercheckIvan MailhotSmith EdwardsTravisg BlaserMichael EdmistonJackson National Life InsuranceNational PlanningPublic Investors Advocate Bar AssociationJonathanw Evans AssociatesMidland National Life InsuranceA Cetera Financial GroupAmerican Realty CapitalAdvisor Group Sagepoint FinancialCetera Financial GroupFirst Allied SecuritiesFirst AlliedBest InterestPublic Investors Advocate BarSan Diego Based First AlliedAdvisor GroupSagepoint FinancialShepherd Smith EdwardsGriffin Capital

Cetera B-D on hook for $2.66 million arbitration claim from REITs, annuities

Published: March 14, 2022

First Allied Securities lost a Finra arbitration claim to two investors who won $2.66 million related to nontraded REITs and annuities.

Source: investmentnews.com

Related Topics:

Ivan MailhotGary MenzerFinancial Industry Regulatory Authority IncCetera Financial GroupFirst Allied Securities IncFirst Allied SecuritiesFirst AlliedFinancial Industry Regulatory Authority