FBC The Willis Report April 16, 2014
Grand larceny . Forgery . Real charges against real brokers, you have never known them because of lax reporting and oversight. With more on this, chaplain Capital Investments and sag harbor advisers, welcome to you both. Ed, start with you, 1600 brokers not reported, you try to find information on them, they have all kinds of rap sheets, who would know the public would be in the dark, what do you make of this . A tragedy. Have you broker dealers, and broker dealer jobs are to report anything and everything they have to make sure the broker reports anything they might have done in the past. Fin...
Source: archive.org
