John Cowan: Don't get cocky with Consumer Duty
There is a difference between thinking you comply and actually complying. For that reason, no firm can afford to take any chances when it comes to Consumer Duty.
Source: moneymarketing.co.uk
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Three Consumer Duty blind spots advisers must watch out for
Under Consumer Duty rules, the definition of a product has changed to include services related to all regulated activities, of which advice is one.
Source: ifamagazine.com
Readying for Consumer Duty: How do tax-efficient investments fit into the big picture?
But how will this impact advising on tax-efficient investments?
Source: ifamagazine.com
PA Retreat: Expect regulator to 'hit hard' on Consumer Duty
The Financial Conduct Authority (FCA) is likely to take swift action on Consumer Duty non-compliance with the largest firms in the firing line post-31 July, delegates heard.
Source: professionaladviser.com