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SEC published request for comment on information providers, including index providers, model portfolio providers, pricing services, whose activities they believes may cause them to meet definition of investment adviser under Advisers Act.
John S. Marten investment management industry attorney for mutual fund, closed-end fund and exchange-traded fund regulation, derivative instruments and investment management regulatory issues advises independent directors on fiduciary duties and conflicts of interest
John S. Marten investment management industry attorney for mutual fund, closed-end fund and exchange-traded fund regulation, derivative instruments and investment management regulatory issues advises independent directors on fiduciary duties and conflicts of interest