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Variable Annuities Archives - InvestmentNews

Variable Annuities Archives - InvestmentNews
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SEC obtains final judgment for ex-broker found liable in annuity fraud case

SEC obtains final judgment for ex-broker found liable in annuity fraud case
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Financial advisor Jonathan Dax Cooke and Keystone found guilty

The firm that did business as Federal Employee Benefit Counselors allegedly made hundreds of fraudulent VA sales to federal employees. ....

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SEC Prevails in LPL Rep Annuity Fraud Case

Jurors found the rep and his firm liable for fraudulently selling variable annuities to hundreds of federal employees. ....

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Statement On Jury's Verdict In Trial Of Jonathan Dax Cooke And Keystone Capital Partners, Gurbir Grewal, Director, SEC Division Of Enforcement, March 22, 2022

<p><span>On March 21, after a nine-day trial, a jury in the Northern District of Georgia ruled in favor of the SEC against a former registered representative of LPL Financial, LLC, and a firm he co-founded.</span></p> ....

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