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FINRA Eyes Crypto Asset Communications | Bressler, Amery & Ross, P.C.

The Financial Regulatory Authority (FINRA) recently identified the “initial themes” observed in a targeted examination of retail communications by member firms with respect to crypto...

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Send Lawyers, Guns And Money:[1] (Over-) Zealous Representation By Corporate Lawyers - Remarks At PLI's Corporate Governance – A Master Class 2022, SEC Commissioner Allison Herren Lee, March 4, 2022

<p><span>Thank you Brian [Breheny] for the introduction and to the Practicing Law Institute for having me today. Before I begin, I want to take a moment to acknowledge the on-going humanitarian disaster in Ukraine. My thoughts are with the people of Ukraine, who have demonstrated impossible bravery, and with those of you who may have friends or relatives affected by this crisis.</span></p>

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U.S. SEC Proposes Amendments Regarding Rule 10b5-1 Plans And Related Disclosures - Corporate/Commercial Law

On December 15, 2021, the U.S. Securities and Exchange Commission (the SEC) proposed amendments to the affirmative defense in Rule 10b5-1(c) under the Securities Exchange Act of 1934.

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U.S. SEC Proposes Amendments Regarding Rule 10b5-1 Plans and Related Disclosures | Morrison & Foerster LLP

On December 15, 2021, the U.S. Securities and Exchange Commission (the SEC) proposed amendments to the affirmative defense in Rule 10b5-1(c) under the Securities Exchange Act of 1934,...

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Repairing A "Crack" in Insider Trading Regulation: SEC Rule 10b5-1 Trading Plans Face Increased Scrutiny | King & Spalding

Repairing A "Crack" in Insider Trading Regulation: SEC Rule 10b5-1 Trading Plans Face Increased Scrutiny | King & Spalding
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