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In an article in 2022, Politico reported that SEC Chair Gary “Gensler has come under fire for the pace of rulemaking coming out of the agency, with critics claiming that dissecting the...
AIMA along with the National Association of Private Fund Managers (NAPFM) and four other business trade associations, has filed suit in the US Court of Appeals for the Fifth Circuit, asking the Court to set aside the final Private Fund Advisers Rules
The Securities and Exchange Commission voted 4-1 on Wednesday to propose sweeping changes to federal regulations that would extend custody rules to assets
On August 28, 2023, the Securities and Exchange Commission (SEC) brought, and settled, an enforcement action against a media and entertainment company for “conducting an unregistered...
On August 23, 2023, the US Securities and Exchange Commission (SEC) voted 3-2 to adopt new and amended rules under the Investment Advisers Act of 1940, as amended (Advisers Act) that...