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NEW YORK: A Los Angeles media company that billed itself as potentially "the next Disney" will pay US$6.1 million to settle US Securities and Exchange Commission charges it illegally raised nearly US$30 million by conducting unregistered sales of non-fungible tokens. Monday's settlement with Impact Theory
By Jonathan Stempel NEW YORK (Reuters) - A Los Angeles media company that billed itself as potentially "the next Disney" will pay $6.1 million to sett...
A brokerage and a rep, both targets of Finra disciplinary actions, have filed suits questioning the regulator’s authority.
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Ark Invest and 21Shares have resolved to a double-chance bet, hoping to get a greenlight from the US Securities and Exchange Commission (SEC) this tim
Who may be interested: Registered Investment Companies, Boards of Directors, Transfer Agents. Quick Take: The SEC recently settled charges with a registered transfer...