Three Takeaways from the Investment Management Conference
Members of our Investment Management team attended the Investment Management Conference hosted by the Investment Company Institute last month, one of…
Source: lexology.com
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Security and Exchange Commission Enforcement Priorities
Highlight of the top SEC enforcement actions and regulation changes incl Texas Republican Attorney Generals Ask Court to Set Aside SEC Proxy Voting Disclosure Rules, 25 States File Lawsuit to Block DOL’s ESG Rule, EC Issues Frequently Asked Questions Registration Mounicipal Advisors
Source: natlawreview.com
Investment Management Update - April 2023 | Skadden, Arps, Slate, Meagher & Flom LLP
SEC Rules and Amendments - Liquidity Rule Amendments: Interval Funds to the Rescue? On November 2, 2022, the Securities and Exchange Commission (SEC) voted...
Source: jdsupra.com
Investment Management Update
In this issue, we cover regulatory developments impacting the investment management sector, including closed-end fund product development…
Source: lexology.com
What the new SEC cybersecurity proposal means for securities market CISOs
As software cybersecurity solutions continued to struggle to address countless threat variables in the open environment, CISOs need to adopt zero-trust frameworks and leave no deficiencies in their cybersecurity postures.
Source: securityinfowatch.com