Chinese Tech Giants Promise Their Own ChatGPT-Style Chatbots
A wave of Chinese tech companies are announcing their own A.I.-powered chatbots — but face hurdles imposed by their own government.
Source: nytimes.com
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Why Crypto Fund Managers Are Distressed Over the SEC's Newly Proposed Safeguarding Rule | Cooley LLP
Note: This post is not intended to be a comprehensive summary of the Safeguarding Rule. Rather, it is intended to highlight some of the key requirements for fund managers should the SEC...
Source: jdsupra.com
Extra hours to file Form 144—should the deadline be extended for all filings, Uyeda asks?
A couple of days ago, the SEC amended Reg S-T to extend the filing deadline for Form 144 from 5:30 p.m. To 10:00 p.m. Eastern Time. You may remember…
Source: lexology.com
SEC Changes to Custody Rule February 15 2023
Securities and Exchange Commission proposed new rule for registered investment advisers that would replace Rule 2064-2 under Investment Advisers Act of 1940 with new Rule 223-1 under the Advisers Act and make related changes to the Rule 204-2, governs investment adviser books.
Source: natlawreview.com
T+2 Goes To T+1—Is
Yesterday, the SEC adopted a number of new rule amendments intended to reduce risks in the clearance and settlement processes. Most significantly for this audience, the changes...
Source: mondaq.com