SEC commissioner Mark T. Uyeda raises concerns over compliance deadlines
SEC Commissioner Mark T. Uyeda expressed concern about overwhelming the SEC's regulated entities with several upcoming compliance deadlines.
Source: pionline.com
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Digital Asset Custody And The SEC's Proposed Safeguarding Rule: Significant Potential Implications And Unanswered Questions - Fin Tech
On February 15, 2023, the Securities and Exchange Commission (SEC) released a proposed rulemaking (the Proposal) that would transform existing Rule 206(4)-2 (the Custody Rule) under...
Source: mondaq.com
Digital Asset Custody and the SEC's Proposed Safeguarding Rule: Significant Potential Implications and Unanswered Questions | Goodwin
On February 15, 2023, the Securities and Exchange Commission (SEC) released a proposed rulemaking (the Proposal) that would transform existing Rule 206(4)-2 (the Custody Rule) under the...
Source: jdsupra.com
Will Stakeholder Objections and Legal Uncertainty Slow an ESG Revolution? | Foley Hoag LLP - White Collar Law & Investigations
According to the Securities & Exchange Commission, its proposed revisions to SEC regulations regarding climate change disclosures in May 2022 were intended to provide investors with...
Source: jdsupra.com
SEC Extends Form 144 Filing Hours | White & Case LLP
SEC Adopts Amendments to Extend Filing Deadline for Form 144 from 5:30 p.m. to 10:00 p.m. On February 21, 2023, the Securities Exchange Commission (the "SEC") adopted...
Source: jdsupra.com