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SEC fines and censures Westchester investment firms

Published: October 2, 2023

The U.S. Securities and Exchange Commission has censured Apexium Financial LP, of Rye, and Forepont Capital LLC, of White Plains, for failures to disclose essential information to investors.

Source: westfaironline.com

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United StatesMatthewa MarcelloDavidj PilaitisCorym ChmelkaBrucei GreenbergEricm AttiasPhilippe LouisadatFredericr BatouaTizot JulienBrunswick TrustExchange CommissionApexium HoldingsForepont CapitalWhite PlainsIsmail Kola