MSRB proposal would simplify underwriter requirements
The MSRB's latest request for comment has won initial praise from broker-dealer groups.
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The MSRB's latest request for comment has won initial praise from broker-dealer groups.
Two city council members in Port Jervis, New York, told The Epoch Times that the proposed city tax ...
Should the proposal go forward, the board should provide analysis and evidence as to how such a requirement would benefit the market, dealers said.
On Tuesday, the Municipal Securities Rulemaking Board filed a proposal with the SEC to changing Rule G-3, which governs continuing education requirements.
The Securities and Exchange Commission has approved the Municipal Securities Rulemaking Board's proposed changes to Rule G-34 on CUSIP applications, removing the requirement for municipal advisors to file new issue applications in one business day, among other changes.