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MSRB seeking SEC approval of new remote supervision requirements

MSRB seeking SEC approval of new remote supervision requirements
bondbuyer.com - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from bondbuyer.com Daily Mail and Mail on Sunday newspapers.

United statesErnestoa lanzaErnesto lanzaMark kimLeslie norwoodMichael deckerFinancial markets associationFinancial industry regulatory authorityExchange commissionMunicipal securities rulemaking boardPolicy officer ernestoPolicy officer ernesto lanzaDirector mark kimBond dealersSecurities industry

Muni market s Washington priorities heading into post-election Congress

Muni market s Washington priorities heading into post-election Congress
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Capitol hillDistrict of columbiaUnited statesDonna albericoEmily brockJohn crossLeslie norwoodUs treasury departmentFinancial markets associationMeans committeeOffice of taxGovernment finance officers associationBond buyerTax policySecurities industryFinancial markets

SEC seeks more feedback for one minute reporting proposal

SEC seeks more feedback for one minute reporting proposal
bondbuyer.com - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from bondbuyer.com Daily Mail and Mail on Sunday newspapers.

United statesErnie lanzaMichael deckerLeslie norwoodFinancial markets associationExchange commissionMunicipal securities rulemaking boardExchange actBond dealersSecurities industryFinancial markets

Broker dealers divided over applying rules to small firms

Broker dealers divided over applying rules to small firms
bondbuyer.com - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from bondbuyer.com Daily Mail and Mail on Sunday newspapers.

United statesMichael deckerLeslie norwoodFinancial markets associationWall streetMunicipal securities rulemakingBond dealersSecurities industryFinancial markets

SEC approves amendments to Rule G-12 to facilitate T+1

SEC approves amendments to Rule G-12 to facilitate T+1
bondbuyer.com - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from bondbuyer.com Daily Mail and Mail on Sunday newspapers.

Ernesto lanzaLeslie norwoodFinancial markets associationInvestment company instituteExchange commissionExchange act ruleMunicipal securities rulemaking board ruleFinancial data transparencySecurities industry

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