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Dealers want subsection of Rule G-12 eliminated

Dealers want subsection of Rule G-12 eliminated
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Leslie Norwood , Financial Markets Association , Municipal Securities Rulemaking Board , Securities Industry ,

MSRB proposals welcomed by dealer groups

The MSRB's proposed amendments to Rule G-47 on time of trade disclosures codifies existing guidance and is being welcomed by dealer groups despite some minor objections. ....

United States , Michael Decker , Leslie Norwood , Financial Markets Association , Exchange Commission , Municipal Securities Rulemaking Board , Bond Dealers , Securities Industry , Advisers Act , Washington Dc , Msrb Rules ,