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Nearly a decade ago, the SEC Staff issued a no-action letter that enabled investment bankers who limit their services to M&A transactions involving private companies to avoid...
While M&A brokers previously faced uncertainty with respect to federal broker-dealer registration requirements, a new statute provides a clear and unambiguous exemption based on specified, limited activities.
A lurking issue for lawyers who live and/or work in multiple jurisdictions is which ethics rules apply to their conduct. A lawyer who lives, works, and serves clients whose interests...
The association is giving candidates up to two and half years to complete the exam after passing the first section of the test.
Standing Committee on Ethics and Professional Responsibility of the American Bar Association published a formal opinion advising attorneys to refrain generally from including clients on emails and texts sent to opposing counsel. ABA Model Rule 4.2 affecting communication