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SEC Adopts Rule To Enhance The Transparency Of Securities Lending Market - Securities

On October 13, 2023, the SEC issued a release (the "Release") adopting new Rule 10c-1(a) (the "Rule") under the Exchange Act "to increase the transparency and efficiency of the securities lending market" by requiring certain persons to report information about securities loans to a registered national securities association. ....

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A Closer Look at the SEC's Cybersecurity Rules for Covered Entities and Market Entities | Goodwin

The SEC is continuing its campaign to overhaul cybersecurity, cyber incident reporting, and privacy controls and requirements for financial services industry registrants, their service. ....

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