New Law Exempts M&A Brokers From SEC Registration - Securities
Included in the Consolidated Appropriations Act, 2023 (H.R. 2617) at page 1080 (the "Act"), signed into law by President Biden on December 29, 2022...
Source: mondaq.com
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New Law Exempts M&A Brokers from SEC Registration | Jones Day
In Short - The Situation: Congress recently amended the Securities Exchange Act of 1934 (the "Exchange Act") to exempt certain "M&A brokers" from registration as broker-de...
Source: jdsupra.com
New Law Exempts M&A Brokers from SEC Registration
Congress recently amended the Securities Exchange Act of 1934 (the "Exchange Act") to exempt certain "M&A brokers" from…
Source: lexology.com
字节跳动拿下支付牌照 旗下支付机构高管"换血"完成 _ 东方财富网
近日，合众易宝完成了多项信息变更，合众支付原执行董事杨振宇卸任，何玉龙退出总经理职务，同时新增法定代表人，王勇睿为总经理、尹文诚担任执行董事。2020年9月份，合众支付已完成工商信息变更，天津同融电子商务有限公司以100%的持股比例，成为武汉合众易宝控股股东。天津同融电子商务有限公司由北京石贝科技100%控股，北京石贝科技实控人是字节跳动创始人张一鸣。
Source: eastmoney.com
叶飞举报案水落石出！操纵团伙被抓捕归案 操纵股价潜规则在颤抖 _ 东方财富网
操纵市场已成证券市场违法违规行为的重灾区，也是监管的重点。新京报贝壳财经记者梳理看到，2020年证监会共开出96张罚单，以操纵证券市场为主要案由的罚单有10张，被操纵的股票涉及粤泰股份、正平股份等。其中，有私募机构操纵股票数量达到10只。 此外，去年全年，证监会罚没金额排名第二、第三和第四的罚单均为操纵证券市场案，罚没金额均超2亿元，其中，吴联模操纵“凯瑞德”案件，被罚没合计5.13亿元。 操纵市场行为通常...
Source: eastmoney.com