Stay updated with breaking news from Overlapping Plans. Get real-time updates on events, politics, business, and more. Visit us for reliable news and exclusive interviews.
In the past week the SEC has demonstrated its continued focus on insider trading and Rule 10b5-1 trading plans under Chairman Gary Gensler's watch.
A few months after the U.S. Securities and Exchange Commission (SEC) finalized amendments to address perceived abuses of corporate insider trading plans (known as "10b5-1 trading...
In December 2022, the SEC adopted amendments to Rule 10b5-1 under the Securities Exchange Act of 1934 and new disclosure requirements to enhance investor protections against insider...
The SEC adopted amendments to Rule 10b5 1. Section 16 reporting persons will be required to comply with the amendments to Forms 4 and 5 for beneficial ownership reports filed on or after April 1, 2023. Companies should assess the impact on their insider trading policies.
On Dec. 14, 2022, the Securities and Exchange Commission (the "SEC") adopted amendments to Rule 10b5-1 under the Securities Exchange Act of 1934 (the "Exchange Act"), that include...