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SEC's Continued Focus On Insider Trading Plans: New Rulemaking And Enforcement Action - Securities

Published: June 27, 2023

In the past week the SEC has demonstrated its continued focus on insider trading and Rule 10b5-1 trading plans under Chairman Gary Gensler's watch.

Source: mondaq.com

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Terrence PeizerSanta MonicaSecurities ExchangeChairman GarySecurities Exchange ActCooling Off PeriodsMaterial Non Public InformationOverlapping PlansDisclosure RequirementsExecutive ChairmanSecs Continued Focus On Insider Trading Plans New Rulemaking And Enforcement ActionCorporate Commercial LawCorporate And Company LawDirectors And Officers