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Consolidated Audit Trail arose early in 21st century, led to creation of National Market System when U.S. Securities and Exchange Commission adopted regulation NMS. After Flash Crash Congress told SEC to gather information on operations of capital markets close to real time.
Financial Regulatory Authority FINRA proposed rule change to supervision rule to allow member firms to conduct remote inspections of branch offices and locations. This three-year pilot program would allow members to fulfill Rule 3110c obligations without on-site inspections.
TOKYO, Aug. 05, 2022 (GLOBE NEWSWIRE) -- Internet Initiative Japan Inc. (“IIJ”, the “Company”, TSE Prime: 3774) hereby announces that IIJ’s Board of...
TOKYO, Aug 4, 2022 - (ACN Newswire) - Showa Denko K.K. (SDK; TSE:4004) today announced its 2022 2Q consolidated financial results.2022 Second Quarter Consolidated Financial Statements and summary- https://www.sdk.co.jp/assets/files/english/ir/library/fss2022-2q.pdf2022
TOKYO, Aug 4, 2022 - (ACN Newswire) - Showa Denko K.K. (SDK; TSE:4004) today announced its 2022 2Q consolidated financial results.2022 Second Quarter