Ropes & Gray's Investment Management Update August – September 2023 - Fund Finance
The following summarizes recent legal developments of note affecting the mutual fund/investment management industry.
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The following summarizes recent legal developments of note affecting the mutual fund/investment management industry.
For registered investment advisers, examinations by the Securities and Exchange Commission (SEC) are a part of doing business. While an SEC examination is inevitable, many advisers have...
On September 6, 2023, the SEC Division of Examinations (EXAMS) released a Risk Alert highlighting critical areas of interest to any investment adviser—including how EXAMS selects...
MOA SIGNING. Representatives of the Mariano Marcos State University led by its President Shirley Agrupis and Ilocos Norte Electric Cooperative General Manager Felino Agdigos sign on Tuesday (June 7, 2022) a memorandum of agreement for the installation of a 20-kilowatt grid-tied solar photovoltaic system. The project is funded through the initiative of Senator Imee Marcos. (Photo by Jeffrey Ronduen, MMSU) LAOAG CITY - Ilocos Norte is looking forward to reducing its carbon footprint and improving its air quality by powering its public schools with solar energy. The solar panels will be initially...