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/PRNewswire/ -- Final days to register for the "Regulatory Reporting for EMIR, MIFIR and SFTR" training course that has been added to ResearchAndMarkets.com's...
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On February 10, 2022, the U.S. Securities and Exchange Commission (“SEC”) proposed amendments designed to modernize the rules governing beneficial ownership reporting. Section 13 of the...
Compliance Today (May 2022) - Would a law that makes it illegal to mislead the chief compliance officer (CCO) help or hinder the mission of the compliance function? We...
A recent decision by the SEC will promote transparency as its cure for misuse of derivatives. Market participants are concerned that transparency will enable those who might manipulate markets by letting them know the positions and strategies of market participants.