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SGMC cuts Ambulatory Care Center ribbon

Stratedia Announced as a 2021 Local Excellence Award Winner by UpCity! Share Article We are ecstatic to announce that the team at Stratedia has been recognized as one of the top B2B service providers of 2021 in the Hartford area by UpCity! Take your branding to new heights with our strategic digital marketing agency and creative think house. At Stratedia, they look for unique angles to provide a custom solution for your brand. MYSTIC, Conn. (PRWEB) May 10, 2021 For more than a decade, UpCity’s mission has been—and continues ...

Lessons Learned Payment for Order Flow Gets Another Broker into Hot Water for Undisclosed Conflicts. The SEC found Lightspeed Trading, LLC (“Lightspeed”), formerly a registered broker-dealer, guilty of securities fraud for lying to customers and profiting from lower “market center fees” charged by its affiliate for executing trades. In 2012, Lightspeed started offering customers access to an equity trading platform that allowed them to select the exchange or trading venue for executing their orders. Unfortunately, that freedom of choice was an illusion. Lightspeed actually sent many ...

Five Questions With: Chris Maiorana CHRIS MAIORANA is a partner at Practice Advisors 360, based in Massachusetts. / COURTESY CHRIS MAIORANA In 2014, Chris Maiorana helped create Practice Advisors 360 in Medway, Mass. The company offers various types of services to physicians and health care providers looking to open a clinic or practice, or to relocate. Maiorana, a partner in the company, discusses work that Practice Advisors 360 does in Rhode Island.  PBN: What types of… Register to keep reading or subscribe today and receive unlimited access.

SEC: Father and Son Duo Misled Investors The charges against Michael and David Sztrom were filed late last week and are one of two complaints against advisors related to a California-based RIA. Michael Sztrom, a California-based advisor who was banned by broker/dealers from making investment recommendations, continued doing business anyway, using his son’s registered advisory firm as a front, and even impersonating his son on calls, according to a complaint filed by the Securities and Exchange Commission. The charge comes on the heels of another against a financial advisor, Arizona-...