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SEC.gov | Information About Registered Investment Advisers and Exempt Reporting Advisers

The Investment Adviser Information Reports' data is collected from electronic submissions of Form ADV by investment adviser firms to the Investment Adviser Registration Depository (IARD) system. ....

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SEC.gov | Company Information About Active Broker-Dealers

This text file contains the Central Index Key (CIK) numbers, company names, SEC reporting file numbers, and addresses (business addresses are provided when mailing addresses are not available) of active broker-dealers who are registered with the SEC. ....

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