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Mississippi Sends IARs Back to School; IARD and CRD Renewal Season Starts; and Regulators Provide Tips on Vendor Due Diligence; Regulatory Update for October 2021 | Foreside

Published: October 15, 2021

For Investment Advisors - Mississippi Adopts Model Rule for investment adviser representative (IAR) Continuing Education. In November 2020, the North American Securities...

Source: jdsupra.com

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