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FINRA Withdraws Proposed Expungement Rule Changes from SEC Consideration | Bressler, Amery & Ross, P.C.

Published: June 3, 2021

On September 22, 2020, FINRA sent proposed rule changes designed to overhaul the expungement process to the SEC for approval. On Friday May 28, 2021 – the same day the SEC was slated to...

Source: jdsupra.com

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