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On November 4, 2022, compliance with amended Rule 206(4)-1 (the "Marketing Rule") became mandatory for all investment advisers registered with the Securities and Exchange Commission (the "SEC").
Securities and Exchange Commission SEC compliance with amended Rule 206 Marketing Rule became mandatory for all investment advisers registered with the Securities and Exchange Commission
On November 4, 2022, compliance with amended Rule 206(4)-1 (the “Marketing Rule”) became mandatory for all investment advisers registered with the Securities and Exchange Commission...