Proskauer makes double litigation hire from MoFo in New York
Proskauer makes double litigation hire from MoFo in New York
Source: globallegalpost.com
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What is the SEC Marketing Rule for Investment Advisors?
Securities and Exchange Commission SEC compliance with amended Rule 206 Marketing Rule became mandatory for all investment advisers registered with the Securities and Exchange Commission
Source: natlawreview.com
Most Significant Regulatory Changes Expected During 2023 and Why
Looming tidal wave of proposed SEC regulations. SEC examine fund and adviser compliance with technical aspects of newly implemented rules including review of applicable policies and procedures. Even smallest of foot faults can become the subject of an enforcement inquiry.
Source: natlawreview.com