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On November 17, 2021, the Securities and Exchange Commission (SEC) proposed amendments to its rules governing proxy solicitations. The proposals seek to address concerns...
On November 17, 2021, the Securities and Exchange Commission (SEC) proposed amendments to its rules governing proxy solicitations. The proposals seek to address concerns by investors...
The following summarizes a number of recent legal developments of note affecting the mutual fund/investment management industry...
On November 17, 2021, the Securities and Exchange Commission (the "SEC" or the "Commission") voted 3-2 to propose amendments to the rules governing proxy voting advice that were enacted last year.
In a move we expect will pave the road for an increase in proxy contests, on November 17, 2021, the Securities and Exchange Commission adopted new Rule 14a-19 and amendments to existing...