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Records Rules News Today : Breaking News, Live Updates & Top Stories | Vimarsana

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Adani row: Sebi proposes sweeping changes in FPI disclosure norms - Vimarsana News

Adani row: Sebi proposes sweeping changes in FPI disclosure norms

Sebi has proposed to categorise FPIs in three categories – Low Risk, Moderate Risk and High Risk; aims to enhance disclosure for FPIs that have concentrated holding in a single company or corporate group.

SEC Proposes Rules for Private Fund Advisers | Alston & Bird - Vimarsana News

SEC Proposes Rules for Private Fund Advisers | Alston & Bird

Our Investment Management, Trading & Markets Team offers practical takeaways from the Securities and Exchange Commission’s pair of proposed rules that would bring extensive changes to...

SEC Enforcement Turns Focus To Broker-Dealer Employee Communications On Personal Devices - Corporate/Commercial Law - Vimarsana News

SEC Enforcement Turns Focus To Broker-Dealer Employee Communications On Personal Devices - Corporate/Commercial Law

The Securities and Exchange Commission has opened a broad inquiry into how Wall Street banks are keeping track of employees' digital communications, according to an October 11, 2021 Reuters report.

Source: mondaq.com