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ETF Edge: A Discussion of FINRA's Proposed Regulation of "Complex Products"

Published: March 28, 2022

Attorney Thomas Gorman, Dave Nadig, and Kim Arthur discuss the Financial Industry Regulatory Authority’s (FINRA) recent warning regarding complex products.

Source: etftrends.com

Related Topics:

United StatesKim ArthurDave NadigThomas GormanBob PisaniDorsey WhitneyFinancial Industry Regulatory AuthorityAttorney Thomas GormanMain ManagementRegulating ComplexXchange Traded FundsStock MarketBob PisaniDave NadigTf EdgeExpert Insights