SEC's Reg BI 'evolution' prompts questions from industry
Firms like Morgan Stanley, Goldman Sachs and Commonwealth have made changes under the rule, but the SEC is sending tough and vague messages.
Source: financial-planning.com
Page 11 - Regulatory Practice News Today : Breaking News, Live Updates & Top Stories | Vimarsana
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Senior Project Officer
The Department of Planning and Environment (NSW) is currently seeking a Senior Project Officer to join the Natural Resources Access Regulator (NRAR) Regulatory Practice team. The Senior Project Officer manages and coordinates the development, implementation and evaluation of complex projects relating to policy and regulatory matters to support the achievement of organisational objectives.
Source: apo.org.au
David J. Ettinger | The National Law Review
Mr. Ettinger represents domestic and foreign corporations in the area of food and drug law
Source: natlawreview.com
Regulate cryptocurrencies and fintech products before it's too late, urges author
Hilary J. Allen isn't sorry if you find her new book scary. In fact, she's hoping that Driverless Finance: Fintech's Impact on Financial Stability can spook enough people to create momentum for change.
Source: abajournal.com
Justin P. Murphy Regulatory Attorney McDermott Washington DC
Justin P. Murphy is a lawyer at McDermott Will and Emery in their Washington DC office. Justin counsels and represents clients involved in government enforcement of complex antitrust, fraud and all phases of white-collar criminal and related civil matters.
Source: natlawreview.com