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During October 2021, the Fashion Sustainability and Social Accountability Act was introduced in the New York State Senate and Assembly.
Regardless of when the review takes place, registered advisers should be sure to document the review process and the outcomes of the review.
INVESTMENT ADVISERS - Annual Compliance Reviews - All investment advisers registered with the Securities and Exchange Commission (“SEC”) or at the state...
2022 promises to be a fast-moving and important year on ESG regulatory activity with the SEC's proposal on disclosures of climate-related risks likely to be released in coming months.
The asset management industry has been sounding the alarm for some time about the risks and opportunities posed by climate change.