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The Securities and Exchange Commission (SEC) chalked up a significant milestone in its ongoing efforts to combat securities fraud.
The Securities and Exchange Commission today charged Scott A. Miller, his son-in-law Brett M. Bartlett and their companies for fraudulent securities offerings that raised at least $20.
<p><span>The Securities and Exchange Commission today charged Genesis Global Capital, LLC and Gemini Trust Company, LLC for the unregistered offer and sale of securities to retail investors through the Gemini Earn crypto asset lending program. Through this unregistered offering, Genesis and Gemini raised billions of dollars’ worth of crypto assets from hundreds of thousands of investors. Investigations into other securities law violations and into other entities and persons relating to the alleged misconduct are ongoing.</span></p>
Securities and Exchange Commission SEC Office of Investor Education and Advocacy OIEA concerned with explaining aspects of capital markets Main Street investors warning them against risks and fraud schemes. Commission announced formation of Retail Strategy Task Force RSTF.
On February 14, 2022, the SEC announced charges against BlockFi Lending LLC – a New Jersey-based cryptocurrency lending platform – for failing to register its crypto lending product and...