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Vancouver stockbroker fined $25K after trading millions of dollars for fraud convict - Vimarsana News

Vancouver stockbroker fined $25K after trading millions of dollars for fraud convict

Regulators said Robert Barber, senior investment advisor for Research Capital, failed his 'gatekeeping' duties when he conducted trades for a man criminally convicted of fraud

Vancouver stockbroker fined $25K after trading millions of dollars for fraud convict - Vimarsana News

Vancouver stockbroker fined $25K after trading millions of dollars for fraud convict

Regulators said Robert Barber, senior investment advisor for Research Capital, failed his 'gatekeeping' duties when he conducted trades for a man criminally convicted of fraud

Vancouver stockbroker fined $25K after trading millions of dollars for fraud convict - Vimarsana News

Vancouver stockbroker fined $25K after trading millions of dollars for fraud convict

Regulators said Robert Barber, senior investment advisor for Research Capital, failed his 'gatekeeping' duties when he conducted trades for a man criminally convicted of fraud

Vancouver stockbroker fined $25K after trading millions of dollars for fraud convict - Vimarsana News

Vancouver stockbroker fined $25K after trading millions of dollars for fraud convict

Regulators said Robert Barber, senior investment advisor for Research Capital, failed his 'gatekeeping' duties when he conducted trades for a man criminally convicted of fraud

Source: prpeak.com
Thomas Raymond Agan - VTDigger - Vimarsana News

Thomas Raymond Agan - VTDigger

Thomas began a 25 year teaching career at Paul Smith’s College where he taught, among other things, History and Government and Politics.