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Justin Liu of West Vancouver settles with securities commission ahead of a hearing; agreement includes 10-year ban from securities market participation.
Justin Liu of West Vancouver settles with securities commission ahead of a hearing; agreement includes 10-year ban from securities market participation.
Marah Braye left the position on Dec. 11 after nearly a decade at the helm of the organization
Regulators said Robert Barber, senior investment advisor for Research Capital, failed his 'gatekeeping' duties when he conducted trades for a man criminally convicted of fraud
Regulators said Robert Barber failed his 'gatekeeping' duties when he conducted trades for a a man criminally convicted of fraud.