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PreveCeutical Medical is blaming its former lawyer for writing a press release that was found to be misleading by a hearing panel at the B.C. Securities Commission; the company was cleared of allegations it breached the Securities Act.
PreveCeutical Medical is blaming its former lawyer for writing a press release that was found to be misleading by a hearing panel at the B.C. Securities Commission; the company was cleared of allegations it breached the Securities Act.
Justin Liu of West Vancouver settles with securities commission ahead of a hearing; agreement includes 10-year ban from securities market participation.
Justin Liu of West Vancouver settles with securities commission ahead of a hearing; agreement includes 10-year ban from securities market participation.
Leede Jones Gable Inc. failed to adequately supervise stockbroker Larry Martin, who admitted to failing to fulfil his gatekeeper responsibilities, states agreement.