ON THE MOVE: LTX Promotes Jim Kwiatkowski; Shawn T. Wooden to Apollo Global Management
The weekly recap of new hires, promotions and job changes in capital markets trading and technology.
Source: tradersmagazine.com
Page 45 - Robert Cook News Today : Breaking News, Live Updates & Top Stories | Vimarsana
Stay updated with breaking news from Robert Cook. Get real-time updates on events, politics, business, and more. Visit us for reliable news and exclusive interviews.
Top News In Robert Cook Today - Breaking & Trending Today
November 2022 FINRA's Targeted Sweep of Crypto Communications
We report on FINRA’s targeted sweep of crypto-related communications, further proposed amendments to the expungement rule, and FINRA’s crack down on small-cap IPOs. FINRA launched an examination into cryptocurrency-related communications made by broker-dealers.
Source: natlawreview.com
FINRA Facts and Trends - November 2022 | Bracewell LLP
Welcome to the latest issue of Bracewell’s FINRA Facts and Trends, a monthly newsletter devoted to condensing and digesting recent FINRA developments in the areas of enforcement,...
Source: jdsupra.com
AMC resource managers set standards of excellence
Resource management professionals from across the materiel enterprise met at the Army Materiel Command headquarters Nov. 1-2 to synchronize, share best practices and network.
Source: theredstonerocket.com
FINRA Creates Industry Diversity Advisory Committee - New Committee Highlights FINRA's Commitment To Improving DEI In The Securities Industry
<p><span>FINRA announced today that it has established an </span><a href="https://www.finra.org/about/governance/advisory-committees#idac">Industry Diversity Advisory Committee</a><span>, advancing its commitment to diversity, equity and inclusion (DEI) in the securities industry.</span></p>
Source: mondovisione.com