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Hiring Social Media Influencers? How You Influence Matters | Faegre Drinker Biddle & Reath LLP

FINRA, as part of its targeted exam of member firms’ social media practices for gaining new customers, recently announced an $850,000 fine against M1 Finance LLC (“M1 Finance”) stemming. ....

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Client Alert: FINRA Publishes Supervisory Expectations for Crypto Asset Retail Communications | Jenner & Block

In recent guidance, the Financial Industry Regulatory Authority (FINRA) published the results of its targeted examination or “sweep” of crypto assets retail communications distributed. ....

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FINRA report highlights crypto communication violations

FINRA report highlights crypto communication violations
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FINRA Publishes Crypto Asset Communications Sweep Update

FINRA Publishes Crypto Asset Communications Sweep Update
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