Most crypto communications may be offside: FINRA | Investment Executive
Compliance review finds potential violations in 70% of firms' messages
Source: investmentexecutive.com
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FINRA finds violations in 70% of crypto asset public communications reviewed
FINRA said that of the roughly 500 crypto asset-related retail communications it reviewed starting in November 2022, 70% violated regulatory guidelines.
Source: cointelegraph.com
FINRA Firms' Crypto Communications Had 'Persistent' Non-Compliance
According to a FINRA exec, initial results from a targeted exam found that crypto-related communications had high levels of non-compliance.
Source: wealthmanagement.com