CapWealth Advisors, LLC, Timothy J. Pagliara, and Timothy R. Murphy (Release No. LR-24985; Dec. 15, 2020)
Litigation Release No. 24985 / December 15, 2020 Securities and Exchange Commission v. CapWealth Advisors, LLC, Timothy J. Pagliara, and Timothy R. Murphy, Civil Action No. 3:20-cv-01064 (M.D. Tenn. filed December 11, 2020) The Securities and Exchange Commission today charged Franklin, Tennessee-based registered investment adviser CapWealth Advisors, LLC, its principal, Timothy J. Pagliara, and an advisory representative, Timothy R. Murphy, in connection with their mutual fund share class selection practices. The SEC's complaint alleges that, from at least June 2015 until June 2018, CapWealth...
Source: sec.gov