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Traders Magazine 0 Shares InvestX, an investment platform that empowers broker-dealers and advisors to invest and trade in pre-IPO companies through a centralized marketplace, appointed Brian Schaeffer as Managing Director, Head of Business Development. A 20+ year capital markets veteran, Schaeffer was most recently Founder and President of Clearpool Group, an algorithmic trading platform that was purchased by Bank of Montreal in April 2020. He began his career from the ground up as a trading clerk, later becoming a top specialist on the New York Stock Exchange. He also worked as a TV analyst on CNBC before becoming CEO of Van der Moolen Capital Markets, one of the largest listed global trading and technology companies, which was sold to Lehman Brothers in 2007. ....
12/15/2020 | Press release | Distributed by Public on 12/15/2020 12:07 FINRA Appoints Scott W. Anderson as Head of Market Regulation and Transparency Services WASHINGTON-FINRA announced today that it has appointed Scott W. Anderson as Executive Vice President and Head of Market Regulation and Transparency Services. Anderson began his career at NASD, FINRA s predecessor organization, and has 25 years of experience working on complex legal and compliance matters relating to the regulation of securities markets. He will join FINRA on Jan. 25, report to President and CEO Robert W. Cook and serve on FINRA s Management Committee. Scott brings to this critical role broad leadership experience and a deep understanding of today s complex securities markets, and we are excited to welcome him back to FINRA, Cook said. The Market Regulation and Transparency Services Department is vital to FINRA s mission of protecting investors and ensuring the integrity of the securities marke ....
FINRA Appoints Scott W. Anderson As Head Of Market Regulation And Transparency Services Date 15/12/2020 FINRA announced today that it has appointed Scott W. Anderson as Executive Vice President and Head of Market Regulation and Transparency Services. Anderson began his career at NASD, FINRA’s predecessor organization, and has 25 years of experience working on complex legal and compliance matters relating to the regulation of securities markets. He will join FINRA on Jan. 25, report to President and CEO Robert W. Cook and serve on FINRA’s Management Committee. “Scott brings to this critical role broad leadership experience and a deep understanding of today’s complex securities markets, and we are excited to welcome him back to FINRA,” Cook said. “The Market Regulation and Transparency Services Department is vital to FINRA’s mission of protecting investors and ensuring the integrity of the securities markets, so that everyone can participate in the ....