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If adopted, the proposals will likely impact market practices - In a trinity of proposing releases rolled out in less than three months, the SEC has comprehensively...
On February 10, 2022, the U.S. Securities and Exchange Commission (the SEC) proposed amendments[1] to the rules governing beneficial ownership reporting under Sections 13(d) and 13(g)...
The SEC proposed new rules requiring that large positions in security-based swaps and related securities be reported to the SEC. The SEC re-proposed regulations prohibiting fraudulent, deceptive and manipulative conduct in connection with security-based swaps.
The SEC proposed new rules requiring that large positions in security-based swaps and related securities be reported to the SEC. The SEC re-proposed regulations prohibiting fraudulent, deceptive and manipulative conduct in connection with security-based swaps.
Reporting requirements for expired security-based swaps “not justified”, dealers say